Network Working Group                                           K. Moore
Internet-Draft                                          Network Heretics
Expires: September 9, 2009                                 March 8, 2009


               IPv4/v6 NAT With Explicit Control (NAT-XC)
                         draft-moore-nat-xc-02

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Abstract

   This document describes a mechanism called NAT-XC (for NAT with
   Explicit Control) for translating between IPv4 and IPv6.  NAT-XC is
   distinguished from other IPv4/IPv6 translations schemes in that it
   separates the translation between IPv4 and IPv6 from the management
   of address bindings for such a translation; and is designed to allow
   applications to be explicitly aware of, and control, their address
   bindings.  NAT-XC can be used by both IPv4 clients wishing to
   communicate via IPv6, and IPv6 clients wishing to communicate via
   IPv4.  NAT-XC appears to be usable in a wide variety of scenarios
   requiring communication across IPv4/IPv6 boundaries.







































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Table of Contents

   1.  Introduction . . . . . . . . . . . . . . . . . . . . . . . . .  5
   2.  Functional Description . . . . . . . . . . . . . . . . . . . .  8
     2.1.  Terminology  . . . . . . . . . . . . . . . . . . . . . . .  8
     2.2.  Translator . . . . . . . . . . . . . . . . . . . . . . . . 10
     2.3.  Control Point  . . . . . . . . . . . . . . . . . . . . . . 12
   3.  Control Protocol . . . . . . . . . . . . . . . . . . . . . . . 14
     3.1.  Protocol Design Goals  . . . . . . . . . . . . . . . . . . 14
     3.2.  Bindings and Translation . . . . . . . . . . . . . . . . . 14
     3.3.  Leases . . . . . . . . . . . . . . . . . . . . . . . . . . 17
     3.4.  Sending Requests . . . . . . . . . . . . . . . . . . . . . 17
     3.5.  Security . . . . . . . . . . . . . . . . . . . . . . . . . 18
     3.6.  Framing of requests and responses sent using TCP and
           TLS over TCP . . . . . . . . . . . . . . . . . . . . . . . 18
     3.7.  Protocol Messages  . . . . . . . . . . . . . . . . . . . . 18
       3.7.1.  Create Binding . . . . . . . . . . . . . . . . . . . . 18
       3.7.2.  Renew Lease  . . . . . . . . . . . . . . . . . . . . . 21
       3.7.3.  Delete Binding . . . . . . . . . . . . . . . . . . . . 21
       3.7.4.  Change Binding . . . . . . . . . . . . . . . . . . . . 22
       3.7.5.  Get Binding List . . . . . . . . . . . . . . . . . . . 23
       3.7.6.  Binding Notification messages  . . . . . . . . . . . . 23
       3.7.7.  Keepalives . . . . . . . . . . . . . . . . . . . . . . 23
     3.8.  Attributes . . . . . . . . . . . . . . . . . . . . . . . . 24
       3.8.1.  XOR-*-ADDRESS  . . . . . . . . . . . . . . . . . . . . 24
       3.8.2.  XOR-PIGGYBACK-PACKET . . . . . . . . . . . . . . . . . 24
       3.8.3.  REQUESTED-TTL  . . . . . . . . . . . . . . . . . . . . 24
       3.8.4.  CREATE-BINDING-OPTIONS . . . . . . . . . . . . . . . . 24
       3.8.5.  CREATE-BINDING-RESPONSE-FLAGS  . . . . . . . . . . . . 25
       3.8.6.  BINDING-ID . . . . . . . . . . . . . . . . . . . . . . 25
       3.8.7.  LEASE-ID . . . . . . . . . . . . . . . . . . . . . . . 25
       3.8.8.  LEASE-TTL  . . . . . . . . . . . . . . . . . . . . . . 25
       3.8.9.  DELETE-BINDING-DELAY . . . . . . . . . . . . . . . . . 25
   4.  Control Point Implementation . . . . . . . . . . . . . . . . . 26
     4.1.  Application Control Over Bindings  . . . . . . . . . . . . 26
     4.2.  Control Point implemented in a Network Library . . . . . . 27
     4.3.  Control Router . . . . . . . . . . . . . . . . . . . . . . 28
     4.4.  Use of ALGs - and avoiding unnecessary ALGs  . . . . . . . 29
   5.  Inspiration and Related Work . . . . . . . . . . . . . . . . . 31
   6.  Using NAT-XC . . . . . . . . . . . . . . . . . . . . . . . . . 32
     6.1.  Use cases  . . . . . . . . . . . . . . . . . . . . . . . . 32
     6.2.  "How do I get my applications working across IPv4/IPv6
           boundaries?" . . . . . . . . . . . . . . . . . . . . . . . 32
   7.  Security Considerations  . . . . . . . . . . . . . . . . . . . 35
   8.  IANA Considerations  . . . . . . . . . . . . . . . . . . . . . 36
   9.  Informative References . . . . . . . . . . . . . . . . . . . . 37
   Author's Address . . . . . . . . . . . . . . . . . . . . . . . . . 38




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1.  Introduction

   This document describes a mechanism called NAT-XC (or NAT with
   Explicit Control) for translating between IPv4 and IPv6, with the
   following characteristics:

   o  The translation is explicitly controlled (e.g. its address
      bindings are created, maintained, and discarded) from a remote
      location using a well-defined protocol, rather than having the
      bindings maintained at the point at which translation occurs using
      traffic analysis and heuristics.

   o  Such control may be accomplished from any of several points,
      including from one of the endpoints participating in a
      conversation, or even (when necessary or desirable) by an
      application.

   o  Any party wishing to conduct a conversation across address realm
      boundaries, may arrange for the translation without knowledge of,
      or cooperation by, other parties.

   o  While the most common deployment of NAT-XC is assumed to locate
      the translation at the periphery of an enterprise network or
      within the enterprise's ISP, such translation may occur, via
      explicit arrangement, at any location on the network which has
      both public IPv4 and public IPv6 network access.

   o  An application using the translator to accept inbound traffic from
      a remote address realm, is able to be informed of its endpoint
      addresses in that realm, as well as the endpoint addresses of its
      peers.

   This mechanism is believed to have the following benefits:

   o  Deployability.

      This single mechanism is adaptable to suit a wide variety of
      application configurations, network constraints, and operator
      requirements.  Because the translation can be accomplished at a
      variety of network locations, operators have a great deal of
      flexibility as to how they arrange for such translation.  The
      mechanism can accommodate IPv4-only networks, IPv6-only networks,
      legacy hosts without IPv4 capability, applications written to a
      dual-stack model, and applications written to an IPv4-only model.
      The mechanism can also function when the client host is behind a
      legacy IPv4 NAT.

      Because NAT-XC is able to translate packets for either IPv4-only



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      or IPv6-only clients, it allows either of two hosts wishing to
      communicate (one using IPv4, the other using IPv6) to make itself
      accessible to the other.

      NAT-XC also avoids the need to upgrade multiple components of the
      network before any application can communicate across the IPv4/
      IPv6 boundary.  Any of several mechanisms can be used to adapt an
      application to use a NAT-XC translator; and the NAT-XC translator
      itself can either be provided locally, or by the network's ISP, or
      outsourced to a third party.

   o  Minimizes the need for ALGs (including DNS ALG).

      In many cases, NAT-XC permits applications written to a dual-stack
      programming model to function as if they had direct access to both
      native IPv4 and native IPv6 networks.  Applications written to a
      dual-stack model are presumed to be aware of both IPv4 and IPv6,
      and therefore, to also be aware of details of using higher-level
      protocols with IPv4 and IPv6 (e.g. address literals, DNS AAAA
      records, FTP EPRT vs. PORT, and so forth).

      However, some applications, such as those written to an IPv4-only
      model, will not be aware of these differences.  Those applications
      will need protocol translation to be implemented by ALGs in order
      to effectively interoperate with peers speaking only IPv6.
      Unfortunately, ALGs, when applied indiscriminately to all traffic,
      can interfere with the interoperation of applications that do not
      need ALGs.

      The NAT-XC architecture minimizes unnecessary use of ALGs as
      follows: First, by separating the management of address bindings
      from the address translation, it becomes possible for the address
      binding management to be implemented closer to the application.
      So a network library or network stack that supports NAT-XC can
      provide a means to enable or disable ALGs on a per-application
      basis.  Second, the NAT-XC architecture allows the bindings to be
      managed by the application itself, pre-empting any binding
      management that might otherwise be provided by lower layers.
      Third, for those cases when the binding control is implemented in
      a Control Router, the NAT-XC Control Protocol has the provision to
      explicitly disable ALGs.  This makes it possible for an
      application to disable ALGs that might have otherwise interfered
      with its interoperation.

   o  Provides a predictable programming environment for applications.

      With NAT-XC it is possible for application vendors and authors to
      ship a single application binary that will work correctly across



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      IPv4/IPv6 realm boundaries in a wide range of customer
      environments, ranging anywhere from a dual-stack host with access
      to both public IPv4 and public IPv6, to a IPv4-only host running
      on an IPv4-only network located behind a legacy NAT.  Such an
      application would be able to use a NAT-XC translator provided by
      the customer's network if one existed, or be explicitly configured
      to use a remote NAT-XC translator with which the operator had
      arranged to use.

   o  Separates network security policy from address translation.

      An application request for an address binding can be refused with
      an error indicating that such communication is a violation of
      local policy.  This provides a means for applications to be aware
      of the difference between security policy, and the limitations
      imposed by a traditional NAT.  Such an application can then report
      failures due to security policy to its operator or user (and the
      NAT-XC translator can also report failed requests), while
      continuing to work around other network limitations or problems
      that are not policy related.

   o  Encourages a desirable end-state for the Internet.

      NAT-XC is designed to ease the transition to an Internet in which
      IPv6 network access is sufficient for a host in order to reach all
      other hosts of interest (when not prohibited by network policy).
      In the near term, NAT-XC allows applications to communicate across
      the IPv4/IPv6 boundary without requiring major changes to the
      hosts and networks on which they reside.  In the long term, NAT-XC
      allows applications to operate on an IPv6-only network even if
      they still need to occasionally communicate with hosts using IPv4.
      NAT-XC thus reduces the near-term burden of transition, while
      still permitting cross-realm operation, and allows changes to a
      network's infrastructure to be decoupled from IPv6 transition and
      deferred until a later date.

      It appears that, in a future Internet where NAT-XC were widely
      supported by software, the greatest functionality with the least
      overhead would be achieved by a configuration where most
      applications were written to a dual-stack model, and where most
      enterprise networks were IPv6-only.  Other configurations could be
      similarly functional, but have greater overhead.  It is assumed
      that networks would eventually migrate to the configuration with
      lower operational cost.







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2.  Functional Description

2.1.  Terminology

   NAT-XC defines a Translator, which mediates between a Client
   Application and one or more other Address Realms to which the Client
   Application lacks direct access.  The translation allows the Client
   Application to communicate with a Peer Application.  The Translator
   is controlled by a Control Protocol.  Control Protocol messages are
   exchanged between the Translator and the Control Point.  The Control
   Point is responsible for establishing and maintaining the bindings
   used by an application.  The Control Point for a particular binding
   may be located at any one of several locations along the signal path
   between the Client Application and the Translator, or at the Client
   Application itself.

   (Note that the use of the term Client Application does not imply that
   the application has a client role in the sense of the client-server
   model.  The Client Application may originate outbound connections or
   accept inbound connections, or both.)

   Control Protocol messages sent by a Control Point are addressed to a
   Control Address and Port (CAP) assigned to the Translator.  Such
   packets are not translated, but are used to control Translator
   operation.


























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   +----------+
   |  Client  |
   |   Host   |
   | +------+ |              (optional)
   | |Client| |              ..........
   | | App  | |              : legacy :
   | +------+ |---->[P0]---->:  NAT   :
   +----------+              :........:
               IPvX             |
               src:PrCA:PrCP    |
               dst:LTA:LTP      v   IPvX
                               [P1] src:PuCA:PuCP
                                |   dst:LTA:LTP
                                |
                                v
                            +--------+
                            | Trans- |              +----------+
                            | lator  |---->[P2]---->|   Peer   |
                            +--------+              |   Host   |
                                        IPvY        | +------+ |
                                        src:RTA:RTP | | Peer | |
                                        dst:PA:PP   | | App  | |
                                                    | +------+ |
                                                    +----------+


        Figure 1: Signal Path Between Client and Peer Applications

   The signal path between the Client Application to Peer Application is
   shown in Figure 1.  The path taken by a packet sent by the Client
   Application to the Peer Application is described as follows:

   o  The Client Application emits packets from the Client Host with a
      Private Client Address (PrCA) as the IP source address and a
      Private Client Port (PrCP) as the TCP or UDP source port.  These
      packets are sent to an IP destination address called the Local
      Translator Address (LTA) and a TCP or UDP destination port called
      the Local Translator Port (LTP).  Note that the triple consisting
      of (PrCA, LTA, LTP) is different for each Peer Address and Peer
      Port with which the Client Application communicates.

   o  Since the NAT-XC Protocol is designed to permit use of a legacy
      IPv4 NAT between the Client Host and the Translator, an IP packet
      sent to a Translator by a Client Host may arrive at the Translator
      with a different source address and port than the ones originally
      specified by the Client Host.  The source address and port
      appearing in the packet as it arrives at the translator are known
      as the Public Client Address (PuCA) and Public Client Port (PuCP).



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      (The destination address and port of IP packets sent to the
      Translator from the Client Host must be the same as originated by
      the Client Host.)

   o  When a packet from a Client Host is received by the Translator, it
      determines whether there is a Binding established for that
      particular PuCA and PuCP and LTA and LTP.  If so, it will
      translate the incoming IPvX packet into an IPvY packet that is
      originated from a Remote Translator Address (RTA) and Remote
      Translator Port (RTP) and sent to a Peer Address (PA) and Peer
      Port (PP).

   The path taken by a packet sent by the Peer Application to the Client
   Application is similar.  It originates with source address PA and
   source port PP, is sent to the Translator at destination address RTA
   and destination port RTP.  The Translator then looks for a Binding
   associated with RTA and RTP.  If it finds one, it translates the
   packet into one with source address LTA and source port LTP, with
   destination address PuCA and destination port PuCP.  (In the case
   where the Client Application is listening for incoming traffic from
   Peers for which there is no prior Binding, a new LTA and LTP will be
   assigned for use with a new Peer, and a new Binding will be created
   specifically for use with that Peer.)  The translated packet will
   then be sent to the Client Host with destination address PrCA and
   destination port PrCP.

   The description above is not intended to forbid the use of
   administrative controls on communication between endpoints.  If so
   configured, the Translator may refuse to forward traffic between
   particular endpoint addresses and ports, even when a Binding exists.

   Note: the author's intention is to rewrite this document using the
   concept of a "transport address" to avoid the need, in most cases, to
   refer to an address and port.

2.2.  Translator

   A Translator may be located at any point which has both public IPv4
   and public IPv6 network access.  One or more public IPv4 addresses
   and one or more public IPv6 addresses will be routed to the
   Translator.

   A Translator translates between IPv4 and IPv6 packets, in both
   directions, according to Bindings which have been established.  A
   Binding associates the following with one another:

   o  Transport Protocol (e.g.  UDP, TCP)




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   o  Public Client Address and Port (PuCA, PuCP)

   o  Local Translator Address and Port (LTA, LTP)

   o  Remote Translator Address and Port (RTA, RTP)

   o  Peer Address and Port (PA, PP)

   Note that an Address may either be an IPv4 address or an IPv6
   address.  The Public Client Address and the Local Translator Address
   associated with a Binding must be in the same address realm.
   Likewise, the Remote Translator Address and the Peer Address must be
   in the same address realm.  It is generally expected that the Local
   Translator Address and the Remote Translator Address associated with
   a Binding will be in different address realms.

   In discussions of NAT-XC, "Client" refers to some party for whom
   access to a remote address realm is needed.  A Translator may serve
   IPv4 clients (providing them with access to the public IPv6 network),
   IPv6 clients (providing them with access to the public IPv4 network),
   or both.  It is possible for both ends of a conversation to be
   Clients of the same Translator.

   For each realm for which it provides services to clients, a
   Translator has a Control Address and Port (CAP) to which Control
   Protocol messages may be sent.  Note that a Translator may have more
   than one CAP.  It is anticipated that a well-known address and port
   will be requested from IANA for use with the NAT-XC Control Protocol
   as the default CAP, as this will allow the use of NAT-XC without
   site-specific configuration.  However, a Translator may accept
   Control Protocol messages at any address and port at which it can
   receive packets, and a Control Point may be explicitly configured to
   use a particular CAP.

   Unlike traditional NAT devices, the Translator does not act as the
   default router for any address realm.  The Translator MAY appear to
   the network as a router in either or both of the public IPv4 and
   public IPv6 address realms, but packets sent to the Translator from
   the Client Host or a Peer Host are sent directly to an IP address
   assigned to the Translator.  Similarly, there is no "inside" or
   "outside" to a NAT-XC Translator, nor even the notion of "sides" in
   the definition of the Translator.  Client-originated traffic is
   distinguished from Peer-originated traffic via the destination
   address and port. i.e. the Translator designates certain address and
   port combinations to be used as the destination of Client-originated
   traffic.  Packets arriving at these address and port combinations
   which was not originated by a Client will not be translated or
   forwarded.



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2.3.  Control Point

   A Control Point is the point from which Bindings are requested and
   managed.  Depending on circumstances, the Control Point may exist at
   a variety of locations between the Client Application and the
   Translator.  Bindings are created and managed via a Control Protocol.
   Binding requests are sent by the Control Point to a Control Address
   and Port (CAP) on the Translator.

   The following examples illustrate different locations (i.e.  Control
   Points) from which Translator Bindings may be managed:

   o  An Application may be explicitly coded to generate NAT-XC Control
      Messages, or it may be statically linked to a library which
      generates NAT-XC Control Messages as part of its implementation of
      network access.  In either case the Application is the Control
      Point.

   o  An Application may be bound at run time to a library which
      generates NAT-XC Control Messages as part of its implementation of
      network access, in which case the library may serve as the Control
      Point for any application that calls it, and which does not manage
      its own bindings. (also known as "Bump in the API" or "BitA").

   o  Support for NAT-XC may be included in the network stack of the
      host platform.  In this case the network stack is the Control
      Point for any application that uses it, and whose bindings are not
      managed either by the application itself or by a library called by
      the application. (also known as "Bump in the Stack" or "BitS").

   o  If there is no Control Point closer to the Client Application, a
      Control Router located in the signal path between the Client Host
      and the Translator may serve as the Control Point.  Unlike other
      kinds of Control Points, the Control Router appears to the network
      as a router.  Such a Control Router infers bindings based on
      traffic analysis and heuristics, in a manner similar to legacy NAT
      devices.  (Such a Control Router may also implement a DNS ALG or
      other ALGs to accommodate IPv4-only hosts or applications not
      written to a dual stack model.  The Control Router configuration
      is thus considered a "last resort" mechanism, and it should be
      used sparingly.)  (NB: I'm looking for a better name than Control
      Router for this.)

   o  For legacy "server" Applications in the "client-server" sense
      (that is, Applications that accept inbound traffic) it is possible
      for a separate process to manage one or more Bindings in the
      Translator so that traffic sent to a particular Remote Translator
      Address and Port will be forwarded to a Private Client Address and



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      Port.  This allows such "server" Applications to accept traffic
      from other address realms.

   It is possible for more than one of these mechanisms to be in place.
   For instance, an Application which is NAT-XC aware may run on a
   network stack which is also NAT-XC aware, and there may also be a
   Control Router between that Host and the Translator.  In this case
   the Control Point that is closest to the Client Application is the
   one that controls the Bindings for that Application.

   There are tradeoffs associated with different locations for Control
   Points.  In particular, a Control Router arrangement requires
   explicit configuration to establish a binding that listens for
   traffic from a remote realm.  Also, a Control Router cannot easily
   distinguish between traffic from dual-stack applications and IPv4-
   only applications, and so it does not reliably know when to intercept
   traffic using ALGs that compensate for such legacy applications.  On
   the other hand, the other mechanisms all require that some change be
   made on each host supporting an application that wishes to
   communicate across realm boundaries.  And a Control Router can be
   very useful for accommodating an occasional legacy application, host,
   or network appliance, as long as it is configured so as not to
   adversely affect other network traffic.




























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3.  Control Protocol

   This is an ROUGH sketch of what the Control Protocol for use between
   a Control Point and a Translator might look like.  Many details have
   not been worked out yet.

3.1.  Protocol Design Goals

   o  Permit operation of most dual-stack applications by intercepting
      existing API calls.

   o  Permit applications to explicitly control translation bindings
      when necessary.

   o  Permit use of NAT-XC with unmodified dual stack or legacy IPv4-
      only applications using any of BitA, BitS, or a Control Router.

   o  Defer control of NAT-XC to the most upstream Control Point in the
      signal path.

   o  Allow enterprise networks to avoid per-host configuration, but
      allow individual host or application operators to use NAT-XC even
      without local network support.

   o  Facilitate operation from hosts with IPv4 only (or IPv6 only)
      stacks.

   o  Permit operation through legacy IPv4 NAT.

   o  Support all of the Control Point configurations listed above,
      including Control Routers, while still permitting applications to
      disable ALGs implemented by Control Routers.

   o  Facilitate recovery from loss of state at the Translator or
      Control Router.

3.2.  Bindings and Translation

   A Translator has one or more public IPv4 addresses routed to it, and
   one or more public IPv6 addresses routed to it.  Each of those
   addresses has potentially 2**16 TCP and 2**16 UDP ports which can be
   used.  A Translator MAY be a host which performs other functions
   and/or provides other services in addition to being a Translator.  If
   so, some of the TCP and/or UDP ports may be reserved for other
   purposes and not be available to the Translator.

   Of the (transport protocol, address, port) combinations available to
   the Translator, the Translator will mark some of them as for use by



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   Clients, and others for use by Peers.  (Other combinations may be
   reserved and unavailable for either use).  Any (transport protocol,
   address, port) combination currently used in a Binding must be marked
   in such a way.  The designation of a (transport protocol, address,
   port) combination as Client or Peer may not be changed while the
   combination appears in any Binding.

   The Translator maintains a set of Bindings which it uses to translate
   packets from one realm to another.  A Binding is an 9-tuple
   consisting of Transport Protocol (e.g.  UDP or TCP), Public Client
   Address and Port (PuCA, PuCP), Local Translator Address and Port
   (LTA, LTP), Remote Translator Address and Port (RTA, RTP), and Peer
   Address and Port (PA, PP).  The PA, PP, and LTP parameters of a
   Binding may be "wildcards" which can match any address or port.  A
   Binding consisting of PA, PP, and LTP which are "wildcards" is used
   to permit new inbound conversations from potential Peers to a Client.
   Normally when such a binding exists, the Client Host will be
   "listening" for traffic at the PrCA and PrCP corresponding to the
   PuCA and PuCP associated with that binding.

   Other information (e.g. lease timeout, binding ID, client ID, access
   permissions) may also be associated with the Binding, but the details
   of these are implementation-specific.

   For any Transport Protocol, there is at most one unique, one-to-one,
   bidirectional mapping between a combination of client-side binding
   parameters (PuCA, PuCP, LTA, LTP) and a combination of peer-side
   binding parameters (RTA, RTP, PA, PP).

   The Client Address and Peer Address SHOULD be from different realms -
   e.g. either the Client Address IPv4 and the Peer Address is IPv6, or
   vice versa.  The Public Client Address and the Local Translator
   Address MUST be from the same realm.  Similarly, the Remote
   Translator Address and Peer Address MUST be from the same realm.

   NOTE: Translation between public IPv6 addresses is strongly
   discouraged.  Use of this protocol to translate between public IPv4
   and private IPv4, or between different private IPv4 realms, is for
   further study.

   Translation between IPv4 and IPv6 is generally as defined in SIIT
   [RFC2765], except that address mapping is as follows:
   When a packet arrives at the Translator, its transport protocol, IP
   destination address, and transport protocol destination port are
   inspected.

   o  If the transport protocol is not supported, an appropriate ICMP
      (v4 or v6) Destination Unreachable message SHOULD be generated in



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      response.

   o  If this (transport protocol, address, port) combination is marked
      for use by Clients, the Translator searches for a Binding matching
      the transport protocol and (PuCA = source address, PuCP = source
      port, LTA = IP destination address, LTP = destination port) for
      the incoming packet.

   o  If such a Binding is found, the inbound packet is translated to a
      new packet with (source address = RTA, source port = RTP,
      destination address = PA, destination port = RTP).

      If no such Binding is found, an ICMP Destination Unreachable
      message SHOULD be generated.

   o  If this (transport protocol, address, port) combination is marked
      for use by Peers, the Translator searches for a Binding matching
      the transport protocol and (RTA = destination address, RTP =
      destination port, PA = source address, PP = source port).

      If such a Binding is found, the inbound packet is translated to a
      new packet with (source address = LTA, source port = LTP,
      destination address = PuCA, destination port = PuCP).

      If no such Binding is found, the Translator searches for a Binding
      matching (RTA = destination address, RTP = destination port, PA =
      "wildcard", PP = "wildcard").  If such a Binding is found, a new
      Binding is created with the same PuCA, PuCP, LTA, RTA, and RTP as
      the one matching the inbound packet.  The PA and PP of the new
      binding are the source address and source port, respectively, from
      the inbound packet.  The LTP of the new binding is chosen by the
      translator from the set of available ports, subject to the
      constraint that the (transport protocol, LTA, port) are marked for
      Client use.  Finally, the inbound packet is translated according
      to the newly created binding.

      Note that whenever a new Binding is created, a Binding Information
      message is sent to the Control Point.

   It is possible for both endpoints of a conversation to use the same
   Translator at the same time, and thus, for the packet to need to be
   translated twice.  It is therefore necessary for the Translator to
   detect this case.  It is assumed that the right thing to do here is
   to avoid translating the packet between IPv6 and IPv4 (and back
   again) and instead, just translate the addresses without changing the
   packet format.  This case needs further study.





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3.3.  Leases


3.4.  Sending Requests

   Communications between a Control Point and a Translator are
   accomplished using different mechanisms depending on the nature of
   the request.

   o  A Control Channel may be established between a Control Point and a
      Translator's Control Address and Port (CAP).  The Control Channel
      uses TLS [RFC5246] over TCP.  This channel is used to establish
      credentials for the authentication of client requests sent over
      UDP, for Binding Information messages sent from the Translator to
      the Control Point, and other purposes.  The Control Channel is not
      required to be maintained at all times, and Bindings MUST be
      maintained for the duration of their leases even if the Control
      Channel fails for some reason.

   o  However, due to the requirement that NAT-XC work when a legacy
      IPv4 NAT exists between the Client Host and the Translator, Bind
      Request messages for UDP MUST be sent to a Translator's CAP via
      UDP from the PuCA and PuCP.  This is because the Translator must
      be able to establish the Binding in terms of the PrCA and PrCP,
      and these are only known by sending traffic through the legacy
      IPv4 NAT from the same transport protocol, Client source address,
      and port that will be used by later traffic between the Client and
      the Peer.

   o  In addition, when a Binding Request is issued for a new client-
      originated conversation by a Control Router, it is necessary for
      the new Binding to be established before the initial packet is
      translated.  For this reason, the Control Point MAY include a
      "piggybacked" packet to be translated onto a Binding Request or
      Renew Binding Request.  This facility SHOULD NOT be used by other
      kinds of Control Points.

      Discussion: There is a possibility that some kinds of middleware
      boxes (e.g. traffic filters) may block TCP connections unless they
      first see a SYN packet from the host initiating the SYN.  If, say,
      a NAT-XC aware TCP stack were to use piggybacking to send an
      initial SYN packet while establishing a Binding in the Translator,
      and the middleware box were placed between the host and the
      Translator, the middleware box would not see a SYN packet, and
      might disrupt subsequent traffic from the host.






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3.5.  Security

   As details have obviously not been worked out, the main purpose of
   this section is to explicitly acknowledge the necessity of designing
   security into this protocol from day one.

   There are many cases (perhaps all of them) where communications
   between a Control Point and a Translator will need to be
   authenticated, and perhaps encrypted.  At the moment, it is naively
   assumed that TLS can be profiled to provide adequate Translator-to-
   Control Point authentication and encryption for the Control Channel.
   Authentication by the Control Point to the Translator, when needed,
   can be accomplished either using TLS client certificates or a
   username/password like mechanism similar to that used with TLS by
   several application protocols (e.g.  POP, IMAP).  However, there is a
   conflict between the goal of providing zero configuration for Control
   Points and providing the authentication needed to avoid man-in-the-
   middle attacks over TLS.

   For other communications between the Control Point and the
   Translator, it is (again, naively) assumed that a symmetric
   encryption key obtained via the Control Channel (and subject to
   renewal at intervals) can be used to both authenticate and encrypt
   those communications, in a manner similar to that used by Kerberos.

3.6.  Framing of requests and responses sent using TCP and TLS over TCP

   Protocol messages sent via UDP have an obvious framing - one request
   or response per UDP datagram.  Protocol messages sent via TCP require
   framing in order to separate one protocol message from another.  For
   now it is assumed that, when sent over TCP, each request or response
   message can be prefixed by a 16-bit request or response length in
   network byte order.

3.7.  Protocol Messages

   The intention is to define NAT-XC control protocol as a usage of STUN
   [RFC5389].  It seems appropriate to leverage STUN because there are
   usage scenarios in which there will be a legacy v4 NAT between the
   Control Point and the Translator, and STUN is designed to work around
   some of the payload damage that some NATs are known to cause.  The
   NAT-XC Control Protocol therefore consists of some new STUN methods
   and some new attributes to be used with those methods.

3.7.1.  Create Binding

   The CreateBindingRequest message requests the Translator to establish
   a Binding between the Client Host's Public Address and Port (PuCA,



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   PuCP) and a Remote Address and Port available to the Translator.

   CreateBindingRequest messages for TCP MUST be sent over the Control
   Channel to the CAP.  The source address and port used by the Control
   Point to request a TCP Binding MUST be the same as the Private Client
   Address and Port (PrCA, PrCP) which will be used with that Binding.

   CreateBindingRequest messages for UDP MUST be sent over UDP to the
   CAP.  The source address and port used by the Control Port to request
   a UDP Binding MUST be the same as the Private Client Address and Port
   (PrCA, PrCP) which will be used with that Binding.

   The following attributes apply to CreateBindingRequest messages:

   o  XOR-PRIVATE-CLIENT-ADDRESS.  This is used to convey the Private
      Client Address and Port (PrCA, PrCP).  This attribute is REQUIRED
      for CreateBindingRequest messages.

   o  XOR-REMOTE-ADDRESS.  This is used to convey the Remote Translator
      Address and Port.  This attribute is REQUIRED.  However if either
      of the X-Address or X-Port fields of that attribute are set to
      zero, the Translator may assign any available address or port to
      that binding.

   o  XOR-PEER-ADDRESS.  This is used to convey the Peer Address and
      Port to the Translator, for the case where the client wishes to
      communicate with a specific peer.  If the XOR-PEER-ADDRESS
      attribute is included in the CreateBinding request, the Translator
      assigns a particular Local Translator Address and Port for use
      when sending to the Peer Address and Port provided by the Control
      Point, and the Translator will include that Local Translator
      Address and Port in the XOR-LOCAL-ADDRESS of the response.

      If the XOR-PEER-ADDRESS attribute is omitted, it implies that the
      Control Point is requesting a binding to permit any peer to send
      unsolicited traffic to the Remote Translator Address and Port
      assigned by the Translator.  If such a CreateBinding request is
      honored, the Translator will effectively create a new Binding any
      time it receives traffic at the Remote Translator Address and Port
      from a new Peer Address and/or Port.  The Binding will associate a
      Local Translator Address and Port to be assigned by the
      Translator, and the Public Client Address and Port from which the
      CreateBinding request was received, with the Peer Address and Port
      from which the new traffic was received.  Whenever such a Binding
      is created, a Binding Notification message is sent to the Control
      Point.





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   o  A XOR-PIGGYBACK-PACKET attribute MAY be included with a Bind
      Request.  If the Bind Request is successful, this packet will be
      translated and sent by the Translator just as if it had been sent
      by the Client Host.  The source IP address and source port of the
      PiggyBack Packet MUST be the same as the PrCA and PrCP, and the
      destination IP address and port of the PiggyBack Packet.  (The
      Translator MAY accept the Bind Request while refusing to forward
      the PiggyBack packet, in which case it will return a Status of
      {TBD} in the CreateBinding Response message).

   o  REQUESTED-TTL.  This attribute is OPTIONAL.  If omitted, the
      Translator will supply a default.

   o  A CREATE-BINDING-OPTIONS attribute MAY be included to request
      specific binding options:

      *  The DisableALG option is actually for use by Control Routers.
         A Control Router intercepts traffic sent to the default CAP,
         processes it, and then forwards the requests to the Translator.
         This allows the Control Router to act as an authentication
         proxy between the Client and the Translator, but it also
         provides a means by which applications can disable ALG behavior
         provided by the Control Router.

      *  The DoubleNAT option affects the Bind Response and Binding
         Information messages in the case where (a) two endpoints are
         clients of the same Translator, and (b) both endpoints are
         connected via a translated address.  If the DoubleNAT option is
         TRUE, the Bind Response and Binding Information messages will
         reflect both layers of address translation, even if the
         translation is v6 to v6 or v4 to v4.  If the DoubleNAT option
         is FALSE, the Bind Response and Binding Information messages
         for that Binding will only reflect a single layer of
         translation.  This is believed to be useful when implementing
         IPv4 socket APIs - so that for instance a getpeername() call on
         a socket that is connected via the translator will always
         produce an address of the expected address family.


   The CreateBindingResponse message contains the following attributes:

   o  XOR-PRIVATE-CLIENT-ADDRESS.

   o  XOR-LOCAL-ADDRESS.

   o  XOR-REMOTE-ADDRESS.





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   o  XOR-PEER-ADDRESS.

   o  CREATE-BINDING-RESPONSE-FLAGS.

      *  The LegacyNATisPresent flag is set to 1 if the Translator
         detects the presence of a Legacy NAT (i.e. if the Public Client
         Address and/or Port are different from the values in the XOR-
         PRIVATE-CLIENT-ADDRESS attribute of the request).

      *  The ALGisPresent flag is set to 1 by a Control Router (when
         forwarding a response to a client) if the Control Router is
         imposing some ALG on the traffic associated with this binding.

   o  BINDING-ID.  The BindingID assigned to this Binding, for use in a
      subsequent CancelBinding request

   o  LEASE-ID.  The LeaseID assigned to this Binding, for use in a
      subsequent RenewLease request.  If the Control Point is
      authenticated to the Translator this LeaseID may be the same ID as
      used for other bindings requested by the same Control Point.

   o  LEASE-TTL.  The new TTL associated with this LeaseID.  Note that
      if any other Bindings are associated with this LeaseID, the new
      TTL applies to all of them.  Each new CreateBindingRequest message
      from an authenticated Control Point thus serves as an implicit
      RenewLease request.

3.7.2.  Renew Lease

   The RenewLeaseRequest message is to be used to renew the lease on one
   or more Bindings that are already established.

   Attributes included with the RenewLeaseRequest message are:

      LEASE-ID.  This attribute is REQUIRED.

      REQUESTED-TTL.  This attribute is OPTIONAL.

   Attributes included with the RenewLeaseResponse message are:

      LEASE-TTL.  This specifies the new TTL associated with that lease
      ID.

3.7.3.  Delete Binding

   The DeleteBindingRequest message is to be used to cancel a Binding
   that is already established.  The following attributes may be used:




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      BINDING-ID.  This attribute is REQUIRED

      DELETE-BINDING-DELAY.  This attribute MAY be used to specify the
      amount of time (in milliseconds) during which the binding will be
      maintained for existing connections.  This is, for example, to
      allow for TCP FINs and FIN ACKs to continue to traverse the
      Translator so that both ends will be aware that the connection was
      cleanly closed.  If the Client has round-trip time estimates
      available for a particular connection, that information can be
      used to specify an appropriate delay.  This attribute is OPTIONAL.
      If omitted, a default value will be used.  Translators SHOULD
      limit the amount of delay which a client can request, so that the
      client cannot use this mechanism to specify a longer lease than
      might otherwise be available.

   The DeleteBindingResponse message contains the following attribute:

      DELETE-BINDING-DELAY.  This is the actual delay assigned by the
      Translator after which it will delete this binding.

3.7.4.  Change Binding

   The Change Binding Request is to be used when, for whatever reason.
   the Client Host has changed its PuCA.  (For instance, if its IPv4
   DHCP server has changed its address.)

   Note that this is of limited applicability for many kinds of Control
   Points, because a TCP stack that has open TCP connections in terms of
   the host's old IP address will not change the local address
   associated with those connections.  However this request may be
   useful for Control Points implemented within a host's TCP stack.

   Attributes applicable to a ChangeBindingRequest message are:

      BINDING-ID.  The ID of the existing Binding.  REQUIRED.

      XOR-PRIVATE-CLIENT-ADDRESS.  The new Private Client Address and
      Port.  REQUIRED.

      REQUESTED-TTL.  The requested TTL for the new Binding.  OPTIONAL.


   Attributes included in a ChangeBindingResponse message are the same
   as defined for a CreateBindingResponse message.







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3.7.5.  Get Binding List

   The purpose of this function is to allow a Control Point to request a
   list of all of the Bindings which it currently has established.  This
   request may be useful, for instance, when the Control Channel has
   been broken, or in general, to synchronize views between the Control
   Point and the Translator.

   (not yet specified, though it is expected that a parameter will be
   LEASE-ID, and the request will list all bindings associated with that
   LEASE-ID.)

3.7.6.  Binding Notification messages

   Any time a new Binding is established, or a Binding expires, or a
   Binding is changed, a Binding Notification message is sent to the
   Control Point by the Translator over the Control Channel.  This
   message is not a response to an explicit request, but is sent
   asychronously.

   (not yet specified)

3.7.7.  Keepalives

   When communicating using UDP via a legacy IPv4 NAT, it may be
   necessary to occasionally send traffic that will maintain the legacy
   IPv4 NAT's binding, in a manner similar to that employed by Teredo
   [RFC4380].  So in order to maintain the part of the communications
   path of a UDP conversation between the Control Point, through the
   legacy IPv4 NAT, to the Translator, it may be necessary to send UDP
   messages between the PuCA,PuCP and LTA,LTP (in either direction)
   which are NOT translated or forwarded to the Peer.  Similarly it may
   be necessary to send UDP messages from the Translator through the
   legacy IPv4 NAT to the PuCA, PuCP which are discarded before they
   reach the Client Application.  There needs to be some way to
   construct a UDP packet which will appear normal to the legacy NAT and
   be passed through it, but which the Translator can recognize as a
   packet that should not be forwarded.  It is assumed that IP options
   will not work for this purpose.

   One way to do this might be for the Control Point and Translator to
   choose a random number of sufficient length to be very unlikely to
   appear in a conversation.  Any UDP packet of exactly that length,
   containing exactly that random number, would be discarded.

   This needs further study.

   (not yet specified)



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3.8.  Attributes

3.8.1.  XOR-*-ADDRESS

   The attributes XOR-PRIVATE-CLIENT-ADDRESS, XOR-PUBLIC-CLIENT-ADDRESS,
   XOR-LOCAL-ADDRESS, XOR-REMOTE-ADDRESS, and XOR-PEER-ADDRESS are
   defined as follows:

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |x x x x x x x x|    Protocol   |         X-Port                |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                X-Address (Variable)
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

   Protocol is an Internet Protocol Number as defined by the IANA
   Internet Protocol Numbers registry.  This is the same value as used
   in the IPv4 "protocol" field or the IPv6 "xxx" (whatever it's called)
   field.  Examples are TCP (6), UDP (17), and SCTP (132).

   Note that not all Protocol values are useful or appropriate for
   bindings in a NAT.  Also note that this field's definition differs
   from the Family field in STUN's MAPPED-ADDRESS and XOR-MAPPED-ADDRESS
   attributes.  This was done to make NAT-XC more generally applicable.

   X-Port and X-Address are as defined in STUN.

3.8.2.  XOR-PIGGYBACK-PACKET

   This attribute consists of an IP packet which is obscured in such a
   way as to deter overzealous legacy NATs from modifying patterns
   within the packet that happen to look like addresses.  Details of
   such obscuration are TBD.

3.8.3.  REQUESTED-TTL

   This is a single 32 bit unsigned integer in network byte order,
   specifying the requested TTL in seconds.

3.8.4.  CREATE-BINDING-OPTIONS

   This attribute consists of one or more 32-bit integers in network
   byte order.  The first integer is used to encode Boolean values as
   follows:

      Bit Mask 0x01: DisableALG.  Directs any Control Router acting as a
      proxy between the Control Point and a Translator to disable any



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      ALGs that apply to the endpoint addresses associated with the
      Binding.

      Bit Mask 0x02: DoubleNAT: In case two endpoints are clients of the
      same Translator, and both endpoints are connected via a translated
      address, setting this bit to 1 will cause the response to reflect
      the complete translation being done.  If the bit is set to 0, the
      response will only reflect a single layer of translation.

   Other bits of the first integer, and the contents of additional words
   of this attribute, are TBD.  Clients implementing this version of the
   specification MUST set the additional bits of the first word to zero,
   and MUST NOT include additional words in this attribute.

3.8.5.  CREATE-BINDING-RESPONSE-FLAGS

   Like CREATE-BINDING-OPTIONS, this consists of one or more 32-bit
   integers in network byte order.  Bits defined so far include:
   LegacyNATisPresent (word 0, mask 0x01), and ALGisPresent (word 0,
   mask 0x02).

3.8.6.  BINDING-ID

   This consists of a 32-bit unsigned integer in network byte order.

3.8.7.  LEASE-ID

   This consists of a 32-bit unsigned integer in network byte order.

3.8.8.  LEASE-TTL

   This consists of a 32-bit unsigned integer in network byte order,
   defining the TTL of the lease in seconds.

3.8.9.  DELETE-BINDING-DELAY

   This consists of a 32-bit unsigned integer in network byte order,
   defining the time in milliseconds during which a binding is requested
   to be maintained after a DeleteBindingRequest, or the time in
   milliseconds during which the Translator agrees to maintain the
   binding when this attribute appears in a DeleteBindingResponse.










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4.  Control Point Implementation

   As stated above, the Control Point may be located at any of several
   locations in the signal path between the Client Host and the
   Translator.  This section discusses some details of Control Point
   implementation which are understood at this time.

4.1.  Application Control Over Bindings

   A NAT-XC aware application may explicitly control its own bindings.
   This is done by generating NAT-XC protocol messages and sending them
   to the NAT-XC Translator.  For example, an application running on an
   IPv4-only network (or on an IPv4-only host) may still access IPv6 via
   a NAT-XC Translator.  To establish a TCP connection to an IPv6 host,
   the application would:

   o  Establish a TCP over IPv4 connection to the Translator's Control
      Address and Port (CAP).  Any available source IP address and port
      can be used, but the application needs to know what they are.

   o  Authenticate to the Translator (if required).  If Authentication
      is required the application will need to have been supplied with
      authentication credentials.

   o  Request a Binding between the source IPv4 address and TCP port
      used by the application, and the desired Peer IPv6 address and TCP
      port.

   o  Read the Bind Response message from the Translator to determine
      whether the Bind Request was honored.

   o  If the Bind Request was honored, note the BindingID and LeaseTTL
      associated with the binding, and arrange for the lease to be
      renewed as necessary when the TTL expires.

   o  Establish a new TCP over IPv4 connection from the same source IPv4
      address and Port as before, but with a destination IPv4 address
      and port as returned in the Bind Response issued by the
      Translator.  At this point there is a connection between the local
      host (using IPv4) and the remote peer (using IPv6).

   o  Once the binding is no longer needed, free it up by issuing a
      Delete Binding request.

   Similarly, to listen for inbound IPv6 connections, the application
   would:





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   o  Arrange to listen for incoming connections on a TCP socket with a
      known IPv4 address and TCP port.

   o  Establish a TCP over IPv4 connection to the CAP, using the same
      IPv4 source address and port as is being listened to.

   o  Request a Binding between that source address and port, and a
      Translator IPv6 address and port of the application's choosing.
      Either the address or port can be specified to be a wildcard, in
      which case the Translator is free to choose them.

   o  Read the Bind Response message to determine whether the Bind
      Request was successful.

   o  Arrange for the Binding to be renewed when its TTL expires, for as
      long as necessary.

   o  At this point the application will be able to receive inbound IPv6
      traffic that is sent to the Translator address and port assigned
      to it.  This traffic will be translated and forwarded to the IPv4
      address and port on which the application is listening.

   o  When the Binding is no longer needed, free it up by issuing a
      Delete Binding request.

   While few applications are expected to need to control their own
   bindings, this technique does have some interesting advantages.  For
   instance, it allows an application to communicate with IPv6 peers
   even if the local host or network do not support IPv6.

4.2.  Control Point implemented in a Network Library

   One way to manage NAT-XC bindings is to provide a Library which
   implements the platform's usual network API.  The library would issue
   NAT-XC requests as necessary to provide the application with the
   appearance of having access to both the native IPv4 and native IPv6
   networks.

   There are two ways to implement such a library.  One is to provide a
   "dual stack" API which makes both IPv4 and IPv6 visible to the
   application as separate networks, even if the underlying host stack
   or network only supported one of those.  With such an library, the
   application would be able to lookup IPv4 or IPv6 addresses in DNS,
   request IPv4 or IPv6 connections, etc. using normal API calls.  The
   library would make "real" system calls and invoke the translator as
   necessary to provide the application with the appearance of having
   access to both networks.




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   The other way to implement such a library is to map all IPv6 traffic
   onto IPv4.  This would be used to allow an app written to an IPv4-
   only programming model to exchange traffic with IPv6 peers.  In this
   case several of the usual "tricks" would be needed to provide the
   application with the illusion that IPv6-only hosts had IPv4 addresses
   - DNS ALG to return fake IPv4 addresses for hosts with only AAAA
   records.  An additional layer of address mapping within the library
   (in addition to that provided by the Translator) would be needed to
   make this work.  All of the usual caveats associated with NAT-PT and
   similar schemes apply here.

   A single library could implement both programming models, but would
   need external configuration (say via an environment variable) to let
   it know whether to provide a dual stack programming model or an IPv4-
   only programming model.  The dual stack model should be the default.

   It is possible that a NAT-XC aware application might be used with a
   NAT-XC aware library.  There are two cases for this.  One is when the
   application wishes to completely manage all of its Bindings by itself
   and to not have the library get in the way.  It is useful if such an
   application has a way to "turn off" the library so that networking
   API calls are handled transparently.  One "natural" way to do this
   might be for the library to recognize if the application establishes
   a TCP connection with the Translator's CAP.  This works as long as
   the library's idea of the Translator's address is the same as the
   application's idea of the address.  A less natural way would be for
   the application to be able to set an environment variable which could
   then be recognized by the library to mean "don't intercept networking
   system calls and let the application manage its own bindings".

   The other case is when the application is willing to let the library
   do the work of maintaining the bindings, but it wants to have
   visibility into the bindings, lease times, etc. that are being
   maintained by the library.  Such an application might also want to
   adjust lease times, disable ALGs, etc.  For this case it is useful if
   the library provides additional API calls to give it that visibility.
   For example, on UNIX, the ioctl(), setsockopt() or getsockopt()
   functions might be overloaded to allow the application to find out
   binding information for network sockets.  Overloading an existing API
   function would allow applications to link to that function without
   the potential of an unresolved symbol error.  The application could
   determine at runtime whether the additional functionality were
   supported.

4.3.  Control Router






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4.4.  Use of ALGs - and avoiding unnecessary ALGs

   It is hoped that in most cases Application Layer Gateways (ALGs) will
   not be needed.  In particular, since NAT-XC can often provide an
   application with the appearance of direct access to both public IPv4
   and public IPv6 networks, the application can know its public
   addresses (RTA, RTP) and its peer addresses (PA, PP) via the normal
   API calls (e.g. getlocalname, getpeername).  Address referrals, IP
   address logging, etc., should work fine.  In addition, source IP
   addresses may still be used for access control, but this requires
   that trust be extended to the Translator and to the entire
   communications path between the Control Point and the Translator.

   However, ALGs will still be needed for some applications, especially
   those written for an IPv4-only programming model.  ALGs MAY therefore
   be provided at the Control Point.  But since ALGs can actually
   interfere with the operation of applications that don't need them, it
   is necessary to provide means to explicitly enable and disable them.
   For Control Points which implement ALGs, a default setting of "ALGs
   disabled" is strongly encouraged.  In addition, an application may
   disable ALGs implemented downstream by issuing a Bind request with
   the disableALGs option set to TRUE.

   o  For the case of apps that are explicitly aware of NAT-XC and
      interact directly with the Translator, ALGs should not be an
      issue.  However, an ALG in a downstream Control Router might still
      interfere with traffic.  For instance an FTP ALG would change the
      addresses in PORT commands, whereas a DNS ALG would alter the
      nature of DNS queries and return results different than provided
      by the queried server.  While Control Routers SHOULD NOT enable
      ALGs except for hosts known to need them, the only way that an
      application can be sure that a Control Router will not apply an
      ALG is to issue a Bind request with the disableALGs flag set to
      TRUE.

   o  For the case of Control Points implemented on the Client Host
      (BitA, BitS), it SHOULD be possible to explicitly configure
      whether any particular ALGs can be enabled.  Ideally this would be
      done on a per-application basis.  This could be done, say, by
      setting an environment variable when launching the application, or
      by marking the application in a particular way that could be
      recognized by the Control Point.

   o  There is potential for an ALG implemented in a Control Router to
      interfere with an application.  For instance, a DNS ALG
      implemented in a Control Router can provide incorrect and
      misleading results for a dual-stack app.  Furthermore a Control
      Router cannot reliably distinguish between different applications'



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      traffic nor determine which applications need ALGs and which do
      not.

      A Control Router that implements ALGs SHOULD have them disabled by
      default, and SHOULD be configurable to enable them on a per-host
      basis.  For instance, it should be possible to enable ALGs for an
      IPv4-only host and have them be disabled for dual-stack hosts.
      (It is possible to imagine a small Control Router, designed for
      use only with a single host, with a switch to turn ALGs needed by
      v4-only apps either "on" or "off".  That would at least allow
      control of ALGs on a per-host basis.)

      However, because per-host configuration can be wrong, and because
      different applications on the same host may be affected
      differently by ALGs, it seems necessary to provide a mechanism by
      which upstream Control Points can disable or bypass ALGs
      implemented in Control Routers on a per-application basis.


































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5.  Inspiration and Related Work

   Ideas for NAT-XC came from various places.

   o  SOCKS [RFC1928] is a mechanism that was originally designed to
      permit IPv4 access over a serial line to hosts lacking a network
      connection.  It was later adapted as a means to establish
      communications through a firewall.

   o  The author designed a general purpose NAT traversal solution for
      the NetSolve distributed computing project, which used connection
      forwarding and was similar to TRT.  Like NAT-XC, the NetSolve
      mechanism was designed to be usable with minimal changes to
      existing code.

   o  RSIP [RFC3103] is a mechanism for providing access to the public
      IPv4 realm from within a private IPv4 realm.  NAT-XC is similar,
      but because IPv4 and IPv6 use different packet formats with
      different sized addresses, because the two kinds of addresses are
      separate spaces which do not overlap, and because many
      applications nowdays are written to handle the two different kinds
      of addresses explicitly, many of the limitations associated with
      RSIP do not appear to impact NAT-XC.




























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6.  Using NAT-XC

6.1.  Use cases

   NAT-XC can be used to facilitate access across IPv4/IPv6 realm
   boundaries in a variety of cases.  Note that the inability of an
   application to communicate with both IPv4 and IPv6 peers can be due
   to any of several different factors:

   o  The application may be written only to an IPv4 programming model,

   o  The host may lack either an IPv4 or an IPv6 stack,

   o  The local network may lack support for either IPv4 or IPv6,

   o  The local network may not provide routing to both the public IPv4
      and IPv6 networks, or

   o  The local network may be behind a legacy IPv4 NAT and use private
      IPv4 addressing.

   NAT-XC was designed to permit cross-realm communications in all of
   the cases above. e.g.:

   o  Public IPv4 access from an IPv6-only network.

   o  Public IPv6 access from an IPv4-only network. (6to4 and Teredo
      address this problem in a different way, via tunneling rather than
      address/packet translation.)

   o  Dual Stack application operating on IPv4-only host, needing access
      to IPv6.

   o  Dual Stack application operating on IPv6-only host, needing access
      to IPv4. (assumed to be rare)

   o  IPv4-only application talking with public IPv6 hosts.  (DNS ALG
      and perhaps other ALGs required.)

   o  Applications explicitly aware of NAT-XC.

6.2.  "How do I get my applications working across IPv4/IPv6
      boundaries?"

   This section is intended to illustrate the ways in which ANY of
   various parties can act to use NAT-XC to ease IPv4/IPv6 transition,
   independently of one another.  This is a contrast to the traditional
   IPv6 transition model where multiple parties (user, server operator,



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   network operator, ISPs) ALL have to act to provide IPv6 access.

   o  If you are the developer of an application, you can:

      *  modify your application to explicitly support NAT-XC (if
         provided by the customer), or

      *  relink your application with a library that intercepts network
         API calls and makes use of NAT-XC (if provided by the
         customer), or

      *  if your application is dynamically linked (i.e. it makes use of
         a separate library that is loaded at run time to implement
         network access), you can ship a library that is compatible with
         NAT-XC as a replacement for the previous one.

      You can even (if you wish) provide a NAT-XC Translator for use by
      your customers.

   o  If you are a server operator, you can:

      *  update your servers' operating systems to support NAT-XC, or

      *  for dynamically linked applications, install a NAT-XC aware
         networked library on your servers.

      You have the option of providing your own NAT-XC Translator or
      making arrangements with a third party to provide that service.

   o  If you are a network operator, you can

      *  make arrangements for your network to have a NAT-XC Translator
         (either by installing one, or by arrangement with your ISP, or
         by making arrangement with a third-party Translator and
         tunneling Control Protocol traffic to that Translator.), and

      *  optionally, install a Control Router

   o  If you are an ordinary personal computer user, you can

      *  upgrade your operating system to support NAT-XC, or

      *  install a NAT-XC aware dynamic library, or

      *  upgrade your software to versions that explicitly support
         NAT-XC, or





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      *  install a NAT-XC Control Router between your computer and the
         network, and configure it to establish connections with a
         third-party Translator.
















































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7.  Security Considerations

   Security considerations are still being determined.  The following
   issues have been identified.

   o  There is a need for the Translator to be able to require
      authentication, and to impose access controls on Bindings,
      especially when the Translator is not provided by the enterprise
      network or that network's ISP.

   o  There is a need to provide encryption for the Control Protocol.

   o  NAT-XC provides the capability of individual hosts and
      applications to source traffic from addresses outside the
      enterprise network and receive traffic sent to addresses to
      outside the enterprise network.  In some cases network operators
      will want to prevent, or control, such traffic - and in some cases
      they have a legitimate interest in doing so.  This tussle needs to
      be addressed explicitly in the document.

   o  More generally, NAT-XC impacts any network that analyzes or
      filters traffic based on IP address.  Locally-provided Translators
      may log, analyze, or filter traffic based on local policies, and
      networks MAY attempt to block connections to external Translators.
      However the Control Channel is encrypted, and nothing prevents an
      application and an external Translator from agreeing to use a
      different port for Control Channels.  Also, there is no reliable
      mechanism for distinguishing between Control Channel traffic and
      other traffic that might be sent over TLS.

   o  Applications using IP source addresses as authentication tokens,
      will be extending trust to the Translator and to the entire signal
      path between the Application and the Translator.  Especially when
      the Translator is located on an external network, this may
      introduce new opportunities for source address spoofing.
















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8.  IANA Considerations

   This document is a long way from being a formal protocol
   specification, much less a published one.  However in the event that
   this protocol were ever standardized or approved on an experimental
   basis, IANA would be requested to assign a well-known port for use
   with NAT-XC, and to assign an IP address which could be used as a
   default address for use with NAT-XC.











































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9.  Informative References

   [RFC1928]  Leech, M., Ganis, M., Lee, Y., Kuris, R., Koblas, D., and
              L. Jones, "SOCKS Protocol Version 5", RFC 1928,
              March 1996.

   [RFC2765]  Nordmark, E., "Stateless IP/ICMP Translation Algorithm
              (SIIT)", RFC 2765, February 2000.

   [RFC3103]  Borella, M., Grabelsky, D., Lo, J., and K. Taniguchi,
              "Realm Specific IP: Protocol Specification", RFC 3103,
              October 2001.

   [RFC4380]  Huitema, C., "Teredo: Tunneling IPv6 over UDP through
              Network Address Translations (NATs)", RFC 4380,
              February 2006.

   [RFC5246]  Dierks, T. and E. Rescorla, "The Transport Layer Security
              (TLS) Protocol Version 1.2", RFC 5246, August 2008.

   [RFC5389]  Rosenberg, J., Mahy, R., Matthews, P., and D. Wing,
              "Session Traversal Utilities for NAT (STUN)", RFC 5389,
              October 2008.




























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Author's Address

   Keith Moore
   Network Heretics
   PO Box 1934
   Knoxville, TN  37901
   US

   Email: moore@network-heretics.com










































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